-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ScaFMc2H5BXWR+Z3fiU+G21ewmc+H9Hi1TTMSJWgw4rmNfKCEhTML/K9jJvJxy1D S7nEeEkqVkRZ0vwpNYbEFA== 0000912057-97-006219.txt : 19970222 0000912057-97-006219.hdr.sgml : 19970222 ACCESSION NUMBER: 0000912057-97-006219 CONFORMED SUBMISSION TYPE: SC 13G/A CONFIRMING COPY: PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970219 SROS: NASD GROUP MEMBERS: ANVEST, L.P. GROUP MEMBERS: DAVID L. ANDERSON GROUP MEMBERS: G. LEONARD BAKER, JR. GROUP MEMBERS: PAUL M. WYTHES GROUP MEMBERS: RONALD L. PERKINS GROUP MEMBERS: SAUNDERS HOLDINGS, L.P. GROUP MEMBERS: SUTTER HILL VENTURES GROUP MEMBERS: TENCH COXE GROUP MEMBERS: TOW PARTERS, A CALIFORNIA LIMITED PARTNERSHIP GROUP MEMBERS: WILLIAM H. YOUNGER, JR. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CELERITEK INC/CA CENTRAL INDEX KEY: 0000919583 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 770057484 STATE OF INCORPORATION: CA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-48009 FILM NUMBER: 00000000 BUSINESS ADDRESS: STREET 1: 3236 SCOTT BLVD CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4089865060 MAIL ADDRESS: STREET 1: 3236 SCOTT BLVD CITY: SANTA CLARA STATE: CA ZIP: 95054 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SUTTER HILL VENTURES CENTRAL INDEX KEY: 0000879051 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 755 PAGE MILL RD STREET 2: SUITE A200 CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 4154935600 MAIL ADDRESS: STREET 1: 755 PAGE MILL RD STREET 2: SUITE A200 CITY: PALO ALTO STATE: CA ZIP: 94304 SC 13G/A 1 SC 13G/A THIS DOCUMENT IS A COPY OF THE 13G/A PREVIOUSLY FILED ON FEBRUARY 18, 1997 PURSUANT TO A RULE 201 TEMPORARY HARDSHIP EXEMPTION. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 and final)* Celeritek, Inc. ---------------------------------- (Name of Issuer) Common ---------------------------------- (Title of Class of Securities) 150926 10 3 ---------------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement / /. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 of 16 Pages CUSIP No. 150926-10-3 13G Page 2 of 16 Pages - ------------------------------------------------------------------------------- (1) Names of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above Persons 77-0287059 Sutter Hill Ventures, A California Limited Partnership - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member (a) / / of a Group* (b) /X/ - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Citizenship or Place of Organization USA - ------------------------------------------------------------------------------- Number of Shares (5) Sole Voting Power Beneficially 141,284 Owned by -------------------------------------------------- Each Reporting (6) Shared Voting Power Person With -------------------------------------------------- (7) Sole Dispositive Power 141,284 -------------------------------------------------- (8) Shared Dispositive Power - ------------------------------------------------------------------------------- (9) Aggregate Amount Beneficially Owned by Each Reporting Person 141,284 - ------------------------------------------------------------------------------- (10) Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares* - ------------------------------------------------------------------------------- (11) Percent of Class Represented by Amount in Row (9) 2.0 - ------------------------------------------------------------------------------- (12) Type of Reporting Person* PN - ------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! CUSIP No. 150926-10-3 13G Page 3 of 16 Pages - ------------------------------------------------------------------------------- (1) Names of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above Persons 77-0155181 TOW Partners, A California Limited Partnership - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member (a) / / of a Group* (b) /X/ - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Citizenship or Place of Organization USA - ------------------------------------------------------------------------------- Number of Shares (5) Sole Voting Power Beneficially 54,013 Owned by -------------------------------------------------- Each Reporting (6) Shared Voting Power Person With -------------------------------------------------- (7) Sole Dispositive Power 54,013 -------------------------------------------------- (8) Shared Dispositive Power - ------------------------------------------------------------------------------- (9) Aggregate Amount Beneficially Owned by Each Reporting Person 54,013 - ------------------------------------------------------------------------------- (10) Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares* - ------------------------------------------------------------------------------- (11) Percent of Class Represented by Amount in Row (9) .8 - ------------------------------------------------------------------------------- (12) Type of Reporting Person* PN - ------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! CUSIP No. 150926-10-3 13G Page 4 of 16 Pages - ------------------------------------------------------------------------------- (1) Names of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above Persons ###-##-#### David L. Anderson - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member (a) / / of a Group* (b) /X/ - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Citizenship or Place of Organization USA - ------------------------------------------------------------------------------- Number of Shares (5) Sole Voting Power Beneficially 90,559 Owned by -------------------------------------------------- Each Reporting (6) Shared Voting Power Person With -------------------------------------------------- (7) Sole Dispositive Power 90,559 -------------------------------------------------- (8) Shared Dispositive Power - ------------------------------------------------------------------------------- (9) Aggregate Amount Beneficially Owned by Each Reporting Person 90,559 - ------------------------------------------------------------------------------- (10) Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares* - ------------------------------------------------------------------------------- (11) Percent of Class Represented by Amount in Row (9) 1.3 - ------------------------------------------------------------------------------- (12) Type of Reporting Person* IN - ------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! CUSIP No. 150926-10-3 13G Page 5 of 16 Pages - ------------------------------------------------------------------------------- (1) Names of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above Persons ###-##-#### G. Leonard Baker, Jr. - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member (a) / / of a Group* (b) /X/ - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Citizenship or Place of Organization USA - ------------------------------------------------------------------------------- Number of Shares (5) Sole Voting Power Beneficially 193,694 Owned by -------------------------------------------------- Each Reporting (6) Shared Voting Power Person With -------------------------------------------------- (7) Sole Dispositive Power 193,694 -------------------------------------------------- (8) Shared Dispositive Power - ------------------------------------------------------------------------------- (9) Aggregate Amount Beneficially Owned by Each Reporting Person 193,694 - ------------------------------------------------------------------------------- (10) Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares* - ------------------------------------------------------------------------------- (11) Percent of Class Represented by Amount in Row (9) 2.8 - ------------------------------------------------------------------------------- (12) Type of Reporting Person* IN - ------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! CUSIP No. 150926-10-3 13G Page 6 of 16 Pages - ------------------------------------------------------------------------------- (1) Names of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above Persons ###-##-#### William H. Younger, Jr. - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member (a) / / of a Group* (b) /X/ - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Citizenship or Place of Organization USA - ------------------------------------------------------------------------------- Number of Shares (5) Sole Voting Power Beneficially 81,086 Owned by -------------------------------------------------- Each Reporting (6) Shared Voting Power Person With -------------------------------------------------- (7) Sole Dispositive Power 81,086 -------------------------------------------------- (8) Shared Dispositive Power - ------------------------------------------------------------------------------- (9) Aggregate Amount Beneficially Owned by Each Reporting Person 81,086 - ------------------------------------------------------------------------------- (10) Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares* - ------------------------------------------------------------------------------- (11) Percent of Class Represented by Amount in Row (9) 1.2 - ------------------------------------------------------------------------------- (12) Type of Reporting Person* IN - ------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! CUSIP No. 150926-10-3 13G Page 7 of 16 Pages - ------------------------------------------------------------------------------- (1) Names of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above Persons ###-##-#### Tench Coxe - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member (a) / / of a Group* (b) /X/ - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Citizenship or Place of Organization USA - ------------------------------------------------------------------------------- Number of Shares (5) Sole Voting Power Beneficially 47,487 Owned by -------------------------------------------------- Each Reporting (6) Shared Voting Power Person With -------------------------------------------------- (7) Sole Dispositive Power 47,487 -------------------------------------------------- (8) Shared Dispositive Power - ------------------------------------------------------------------------------- (9) Aggregate Amount Beneficially Owned by Each Reporting Person 47,487 - ------------------------------------------------------------------------------- (10) Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares* - ------------------------------------------------------------------------------- (11) Percent of Class Represented by Amount in Row (9) .7 - ------------------------------------------------------------------------------- (12) Type of Reporting Person* IN - ------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! CUSIP No. 150926-10-3 13G Page 8 of 16 Pages - ------------------------------------------------------------------------------- (1) Names of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above Persons ###-##-#### Paul M. Wythes - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member (a) / / of a Group* (b) /X/ - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Citizenship or Place of Organization USA - ------------------------------------------------------------------------------- Number of Shares (5) Sole Voting Power Beneficially 222,514 Owned by -------------------------------------------------- Each Reporting (6) Shared Voting Power Person With -------------------------------------------------- (7) Sole Dispositive Power 222,514 -------------------------------------------------- (8) Shared Dispositive Power - ------------------------------------------------------------------------------- (9) Aggregate Amount Beneficially Owned by Each Reporting Person 222,514 - ------------------------------------------------------------------------------- (10) Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares* - ------------------------------------------------------------------------------- (11) Percent of Class Represented by Amount in Row (9) 3.2 - ------------------------------------------------------------------------------- (12) Type of Reporting Person* IN - ------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! CUSIP No. 150926-10-3 13G Page 9 of 16 Pages - ------------------------------------------------------------------------------- (1) Names of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above Persons ###-##-#### Ronald L. Perkins - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member (a) / / of a Group* (b) /X/ - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Citizenship or Place of Organization USA - ------------------------------------------------------------------------------- Number of Shares (5) Sole Voting Power Beneficially 6,211 Owned by -------------------------------------------------- Each Reporting (6) Shared Voting Power Person With -------------------------------------------------- (7) Sole Dispositive Power 6,211 -------------------------------------------------- (8) Shared Dispositive Power - ------------------------------------------------------------------------------- (9) Aggregate Amount Beneficially Owned by Each Reporting Person 6,211 - ------------------------------------------------------------------------------- (10) Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares* - ------------------------------------------------------------------------------- (11) Percent of Class Represented by Amount in Row (9) .1 - ------------------------------------------------------------------------------- (12) Type of Reporting Person* IN - ------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! CUSIP No. 150926-10-3 13G Page 10 of 16 Pages - ------------------------------------------------------------------------------- (1) Names of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above Persons 77-0337953 Anvest, L.P. - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member (a) / / of a Group* (b) /X/ - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Citizenship or Place of Organization USA - ------------------------------------------------------------------------------- Number of Shares (5) Sole Voting Power Beneficially 6,513 Owned by -------------------------------------------------- Each Reporting (6) Shared Voting Power Person With -------------------------------------------------- (7) Sole Dispositive Power 6,513 -------------------------------------------------- (8) Shared Dispositive Power - ------------------------------------------------------------------------------- (9) Aggregate Amount Beneficially Owned by Each Reporting Person 6,513 - ------------------------------------------------------------------------------- (10) Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares* - ------------------------------------------------------------------------------- (11) Percent of Class Represented by Amount in Row (9) .1 - ------------------------------------------------------------------------------- (12) Type of Reporting Person* PN - ------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! CUSIP No. 150926-10-3 13G Page 11 of 16 Pages - ------------------------------------------------------------------------------- (1) Names of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above Persons 77-0337944 Saunders Holdings, L.P. - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member (a) / / of a Group* (b) /X/ - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Citizenship or Place of Organization USA - ------------------------------------------------------------------------------- Number of Shares (5) Sole Voting Power Beneficially 33,238 Owned by -------------------------------------------------- Each Reporting (6) Shared Voting Power Person With -------------------------------------------------- (7) Sole Dispositive Power 33,238 -------------------------------------------------- (8) Shared Dispositive Power - ------------------------------------------------------------------------------- (9) Aggregate Amount Beneficially Owned by Each Reporting Person 33,238 - ------------------------------------------------------------------------------- (10) Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares* - ------------------------------------------------------------------------------- (11) Percent of Class Represented by Amount in Row (9) .5 - ------------------------------------------------------------------------------- (12) Type of Reporting Person* PN - ------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! Page 12 of 16 Pages ITEM 1(A). NAME OF ISSUER Celeritek, Inc. - ------------------------------------------------------------------------------- ITEM 1(B). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES 3236 Scott Boulevard Santa Clara, CA 95051 - ------------------------------------------------------------------------------- ITEM 2(A). NAME OF PERSON(S) FILING Exhibit A is hereby incorporated by reference - ------------------------------------------------------------------------------- ITEM 2(B). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE See Exhibit A - ------------------------------------------------------------------------------- ITEM 2(C). CITIZENSHIP See Exhibit A - ------------------------------------------------------------------------------- ITEM 2(D). TITLE OF CLASS OF SECURITIES Common - ------------------------------------------------------------------------------- ITEM 2(E). CUSIP NUMBER 150926-10-3 - ------------------------------------------------------------------------------- ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13D-1(B), OR 13D-2(B), CHECK WHETHER THE PERSON FILING IS A N/A (a) / / Broker or Dealer registered under Section 15 of the Act (b) / / Bank as defined in section 3(a)(6) of the Act (c) / / Insurance Company as defined in section 3(a)(19) of the Act (d) / / Investment Company registered under section 8 of the Investment Company Act (e) / / Investment Adviser registered under section 203 of the Investment Advisers Act of 1940 (f) / / Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see Rule 13d-1(b)(1)(ii)(F) (g) / / Parent Holding Company, in accordance with Rule 13d-1(b)(ii)(G) (Note: See Item 7) (h) / / Group, in accordance with Rule 13d-1(b)(1)(ii)(H) Page 13 of 16 Pages ITEM 4. OWNERSHIP (a) Amount Beneficially Owned: --------------------------------------------------------------------------- (b) Percent of Class: --------------------------------------------------------------------------- (A & B) - See Exhibit A which is hereby incorporated by reference and related pages 2 to 16 --------------------------------------------------------------------------- (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote ----------------------------------------------------------------- (ii) shared power to vote or to direct the vote ----------------------------------------------------------------- (iii) sole power to dispose or to direct the disposition of ----------------------------------------------------------------- (iv) shared power to dispose or to direct the disposition of ----------------------------------------------------------------- See Exhibit A and related pages 2 to 16 Messrs. Anderson, Baker, Younger, Coxe and Wythes are the general partners of the general partner of Sutter Hill Ventures. They have each reported the partnership shares over which they exercise voting and disposition powers. Mr. Wythes is the general partner of TOW Partners, and he has voting and disposition powers over shares held by the partnership. Mr. Anderson is the general partner of Anvest L.P., and Mr. Baker is the general partner of Saunders Holdings L.P. and they have voting and disposition powers over the shares held by the respective partnerships. ----------------------------------------------------------------- ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS N/A If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following. / / ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON N/A - ------------------------------------------------------------------------------- ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY N/A - ------------------------------------------------------------------------------- ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP N/A - ------------------------------------------------------------------------------- ITEM 9. NOTICE OF DISSOLUTION OF GROUP N/A - ------------------------------------------------------------------------------- Page 14 of 16 Pages ITEM 10. CERTIFICATION By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. We, the undersigned, hereby express our agreement that the attached Schedule 13G is filed on behalf of each of us. SUTTER HILL VENTURES, A California Limited Partnership By: /s/ G. Leonard Baker, Jr. ----------------------------------- Title: General Partner of the General Partner /s/ Sherryl W. Hossack -------------------------------------- David L. Anderson (Under Power of Attorney) /s/ G. Leonard Baker, Jr. -------------------------------------- G. Leonard Baker, Jr. /s/ William H. Younger, Jr. -------------------------------------- William H. Younger, Jr. /s/ Tench Coxe -------------------------------------- Tench Coxe /s/ Sherryl W. Hossack (under power of attorney) -------------------------------------- Ronald L. Perkins TOW Partners, A California Limited Partnership By: /s/ Paul M. Wythes ----------------------------------- Title: General Partner /s/ Paul M. Wythes -------------------------------------- Paul M. Wythes Anvest, L.P. By: /s/ Sherryl W. Hossack ----------------------------------- Title: General Partner (Under Power of Attorney) Saunders Holdings, L.P. By: /s/ G. Leonard Baker, Jr. ----------------------------------- Title: General Partner Page 15 of 16 Pages KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints David L. Anderson, Ronald L. Perkins, Sherryl W. Hossack, as one of them as his true and lawful attorneys-in-fact and agents, with full power of substitution and re substitution, for him and in his name, place and stead, in any and all capacities, to sign any and all amendments (including post-effective amendments) to this Schedule 13G, and to file the same, with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorneys-in-fact and agents, and each of them full power and authority to do and perform each and every act and thing requisite and necessary to be done in connection therewith, as fully to all intents and purposes as he might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or any of them, or their or his substitutes, may lawfully do or cause to be done by virtue thereof. After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct. 2/13/97 SUTTER HILL VENTURES, A California - --------------------------------- Limited Partnership Date By: /s/ G. Leonard Baker, Jr. ----------------------------------- Title: General Partner of the General Partner /s/ Sherryl W. Hossack -------------------------------------- David L. Anderson (Under Power of Attorney) /s/ G. Leonard Baker, Jr. -------------------------------------- G. Leonard Baker, Jr. /s/ William H. Younger, Jr. -------------------------------------- William H. Younger, Jr. /s/ Tench Coxe -------------------------------------- Tench Coxe /s/ Sherryl W. Hossack (under power of attorney) -------------------------------------- Ronald L. Perkins TOW Partners, A California Limited Partnership By: /s/ Paul M. Wythes ----------------------------------- Title: General Partner /s/ Paul M. Wythes -------------------------------------- Paul M. Wythes Anvest, L.P. By: /s/ Sherryl W. Hossack ----------------------------------- Title: General Partner (Under Power of Attorney) Saunders Holdings, L.P. By: /s/ G. Leonard Baker, Jr. ----------------------------------- Title: General Partner Page 16 of 16 Pages EXHIBIT A TO SCHEDULE 13G - CELERITEK
Aggregate Number of Share Beneficially Owned --------------------------- % of Name of Originator Individual Aggregate Total Shares - ------------------ ---------- --------- ------------ Sutter Hill Ventures, A California Limited Partnership 141,284 2.01% TOW Partners, A California Limited Partnership 54,013 0.77% David L. Anderson 52,022 0.74% Incl Wiley & Greg @ 9,999 each 90,559 1.29% Anvest, L.P. 6,513 0.09% G. Leonard Baker, Jr. 128,432 1.82% 193,694 2.75% Saunders Holdings, L.P. 33,238 0.47% William H. Younger, Jr. 49,062 0.70% 81,086 1.15% Tench Coxe 19,230 0.27% 47,487 0.67% Paul M. Wythes 154,372 2.19% 222,514 3.16% Ronald L. Perkins 6,211 0.09%
The address for all of the above is: 755 Page Mill Road, Suite A -- 200, Palo Alto, CA 94304 The four partnerships are organized in California and the individuals are all U.S. citizens and residents. None of the above have been convicted in any criminal proceedings nor have they been subject to judgements, decrees, or final orders enjoining future violations of Federal or State securities laws. All of the parties are individuals in the venture capital business. -----END PRIVACY-ENHANCED MESSAGE-----